Quetzal Capital Plc – Holding (s) within the firm

TR-1: Snormal kind for notification of main holdings

NOTIFICATION OF MAIN OPERATIONS (to be despatched to the related issuer and in FCA in Microsoft Phrase format if doable)I

1a. Id of the issuer or of the underlying issuer of the present shares to which voting rights are hooked upii:

Quetzal Capital PLC

1b. Please point out if the issuer is a non-UK issuer (please mark with an “X” if relevant)

Non-UK issuer

2. Cause for notification (please tick the suitable field (es) with an “X”)

An acquisition or disposal of voting rights

X

An acquisition or disposal of economic devices

An occasion modifying the distribution of voting rights

Different (Please specify)iii:

3. Contact particulars of the individual topic to the notification obligationiv

Final title

Mark Jackson

Metropolis and nation of head workplace (if relevant)

Hull, United Kingdom

4. Full title of the shareholder (s) (if completely different from 3.)v

Final title

Metropolis and nation of head workplace (if relevant)

5. Date on which the brink was crossed or reachedvi:

08/03/2021

6. Date on which the issuer notified (DD / MM / YYYY):

03/10/2021

7. Whole variety of posts of individuals topic to the notification obligation

% of the voting rights hooked up to the shares (whole of 8. A)

% of voting rights through monetary devices
(whole of 8.B 1 + 8.B 2)

Whole of each in% (8.A + 8.B)

Whole variety of voting rights held within the issuervii

Ensuing scenario on the date on which the brink was crossed or reached

9.82

9.82

96 187 401

Place of the earlier notification (if
in power)

10.29

8. Particulars notified of the ensuing scenario on the date on which the brink was crossed or reachedviii

A: Voting rights hooked up to the shares

Class / sort of
actions

ISIN code (if doable)

Variety of voting rightsix

% of voting rights

Direct
(DTR5.1)

Oblique
(DTR5.2.1)

Direct
(DTR5.1)

Oblique
(DTR5.2.1)

Peculiar actions

9 443 333

9.82

SUB-TOTAL 8. A

9,443,333

9.82

B 1: Monetary devices based on DTR5.3.1R (1) (a)

Sort of economic instrument

Expiry
Dated
X

Train/
Conversion interval
xi

Variety of voting rights that may be acquired if the instrument is
exercised / transformed.

% of voting rights

SUB-TOTAL 8. B 1

B 2: Monetary devices having an identical financial impact based on DTR5.3.1R (1) (b)

Sort of economic instrument

Expiry
Dated
X

Train/
Conversion interval
xi

Bodily or money
regulationxii

Variety of voting rights

% of voting rights

SUB-TOTAL 8.B.2

9. Info referring to the individual topic to the notification obligation (please mark the
relevant field with an “X”)

The individual topic to the notification obligation just isn’t managed by any pure or authorized individual and doesn’t management another firm instantly or not directly holding an curiosity within the (underlying) issuerxiii

X

Full chain of managed firms via which voting rights and / or
the monetary devices are successfully held, beginning with the pure or authorized individual having remaining managementxiv (please add further traces if obligatory)

Final titlexv

% of voting rights if it is the same as or larger than the notification threshold

% of voting rights via monetary devices if it is the same as or larger than the notification threshold

Whole of each if equal to or larger than the notification threshold

ten. In case of proxy voting, please establish:

Identify of consultant

The quantity and% of voting rights held

The date till which the voting rights can be held

11. Extra dataxvi

Place of completion

Hull, United Kingdom

Completion date

03/10/2021

Annex: Notification of the principle holdings (to be filed with the FCA solely)

A: Id of the individual topic to the notification obligation

Full title (together with authorized kind for authorized individuals)

Mark Jackson.

Contact tackle (head workplace for authorized entities)

E-mail

[email protected]

Phone quantity / fax quantity

01482 794654

Different helpful data
(at the very least authorized consultant of authorized individuals)

B: Id of the notifier, if relevant

Final title and first title

Contact tackle

E-mail

Phone quantity / fax quantity

Different helpful data (for instance practical relationship with the pure or authorized individual topic to the notification obligation)

C: Extra data

Please ship the finished kind with this annex to FCA on the following electronic mail tackle

tackle: [email protected]. Please ship in Microsoft Phrase format if doable.

Remarks

I Please be aware that this type must be learn along with Chapter 5 of the Disclosure Information and Relevant Transparency Guidelines (DTR5) obtainable on the following hyperlink: https://www.handbook.fca.org.uk/handbook/DTR/5/?view=chapter

ii Full title of the authorized entity and extra specification of the underlying issuer or issuer, supplied it’s dependable and correct (e.g. tackle, LEI, nationwide quantity identification). Point out within the applicable part whether or not the issuer just isn’t a UK issuer.

iii Voluntary notifications, attribution modifications within the nature of the participation (eg expiry of economic devices) or concerted motion may additionally be motivated by the notification.

iv This have to be the complete title (a) of the shareholder; (b) the pure or authorized one that acquires, transfers or workouts voting rights within the circumstances supplied for in DTR5.2.1 (b) to (h); (c) all events to the settlement referred to in DTR5.2.1 (a) or (d) the holder of economic devices referred to in DTR5.3.1.

For the reason that disclosure of live performance motion circumstances could range on account of particular circumstances (e.g. similar or completely different whole positions of the events, entry or exit of live performance motion by just one occasion), the usual kind doesn’t present for no particular methodology to inform session circumstances.

With regard to the transactions referred to in DTR5.2.1 (b) to (h), the next record is supplied as a sign of the individuals to be talked about:

– within the circumstances supplied for in DTR5.2.1 (b), the pure or authorized one that acquires the voting rights and is allowed to train them by advantage of the contract and the pure or authorized one that quickly transfers the voting rights for consideration ;

– within the circumstances supplied for in DTR5.2.1 (c), the pure or authorized individual holding the assure, supplied that the individual or entity controls the voting rights and declares its intention to train them, and the pure or authorized individual posting collateral underneath these situations;

– within the circumstances supplied for in DTR5.2.1 (d), the pure or authorized one that has a lifetime curiosity in shares if this individual or entity is allowed to train the voting rights hooked up to the shares and the pure or authorized one that has voting rights when creating the life curiosity;

– within the circumstances supplied for in DTR5.2.1 (e), the controlling pure or authorized individual and, supplied that it has a notification obligation on the particular person degree underneath DTR 5.1, underneath DTR5.2.1 (a) to (d) or by advantage of a mixture of any of those conditions, the managed enterprise;

– within the circumstances supplied for in DTR5.2.1 (f), the depositary of the shares, if he can train the voting rights hooked up to the shares deposited with him at his discretion, and the depositary of the shares permitting the depositary to train the rights to vote at its discretion;

– within the circumstances supplied for in DTR5.2.1 (g), the pure or authorized one that controls the voting rights;

– within the circumstances supplied for in DTR5.2.1 (h), the proxyholder, if he can train the voting rights at his discretion, and the shareholder who has given proxy to the proxy permitting him to train the voting rights at his discretion. discretion (eg administration firms).

v Relevant within the circumstances supplied for in DTR5.2.1 (b) to (h). This have to be the complete title of the shareholder who’s the counterparty of the pure or authorized individual referred to in DTR5.2, until the proportion of voting rights held by the shareholder is beneath the bottom notification threshold for the disclosure of voting rights in accordance with nationwide practices (eg identification of funds managed by administration firms).

vi The date on which the brink is crossed or reached have to be the date on which the acquisition or disposal befell or the opposite purpose triggered the notification obligation. For passive passages, the date on which the company occasion took impact.

vii The entire variety of voting rights held within the issuer is made up of all of the shares, together with certificates representing shares, to which voting rights are hooked up even when the train of those is suspended.

viii If the participation has fallen beneath the decrease relevant threshold, please be aware that it is probably not essential to disclose the extent of the participation, solely that the brand new participation is beneath that threshold.

ix In case of mixed holding of shares with voting rights “direct holding” and voting rights “oblique holding”, please divide the quantity and proportion of voting rights within the direct and oblique columns – if not There are not any mixed entries, please depart the corresponding field Empty.

X Maturity / expiry date of the monetary instrument, i.e. the date on which the correct to accumulate shares ends.

xi If the monetary instrument has such a interval – please specify this era – for instance as soon as each 3 months from [date].

xii Within the case of cash-settled devices, the quantity and percentages of voting rights have to be offered on a delta-adjusted foundation (DTR 5.3.3.A).

xiii If the individual topic to the notification obligation is managed and / or controls one other firm, the second choice applies.

xiv The whole chain of managed firms, beginning with the pure or authorized individual in the end controlling, should even be offered in circumstances the place solely on the subsidiary degree a threshold is crossed or reached and the place the subsidiary firm discloses the notification as a result of That is the one approach the markets at all times get an summary of the group’s operations. In case of a number of chains via which the voting rights and / or the monetary devices are successfully held, the chains have to be offered chain by chain leaving a free line between completely different chains (for instance: A, B, C, free line , A, B, D, free line, A, E, F and many others.).

xv The names of the managed firms via which the voting rights and / or the monetary devices are literally held have to be offered no matter whether or not the managed firms themselves cross or attain the bottom relevant threshold.

xvi Instance: correction of a earlier notification.


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